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BIRKELBACH
INVESTMENT SECURITIES, INC.

MEMBER FINRA /MSRB/ S.I.P.C.

ADDITIONAL FEES THAT MAY BE APPLIED

Margin Extensions: $21.00 per event. Returned Checks: $31.00 per event. ACH and Resource Checking returned checks: $20.00 per event. Resource Checking Stop Payment: $10.00 per event. Retail Customer Confirmation charge: $5.50 per confirmation. Voluntary Reorganization Activities: $30.00 per event. Custody Fee: $50.00 per inactive account per year. Legal, GNMA or Restricted Share Transfers: $60.00 per transfer. Register and Ship Certificates: $60.00 per transfer. Accommodation/Courtesy Certificate Transfers: $40.00 per transfer. Outgoing Account Transfers: $75.00 per transfer. Foreign EuroClear Receive/Deliver Securities: $50.00 per item. All Other Foreign Securities: $75.00 per item. Customer Name Safekeeping: $2.00 per account, per position, per month. Foreign Securities Safekeeping: $2.00 per account, per position, per month. Precious Metals Storage Fee: 75 Basis Points of market value per annum, pre-billed quarterly. Wired Funds: $30.00 per wire transfer. Mutual Fund and SRS Exchanges (includes confirm fee): $10.00 per exchange. Fractional Share Equity Dividend Re-investment: $1.00 per item. Overnight Delivery: $20.00 per item. Interest charges on short securities will be passed through. Other interest charges may apply.

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