For Client Purposes

• Go Paperless / Go Green
• Business Continuity Plan
• Privacy Policy
• Mutual Fund Disclosure
• SIPC Insurance
• Excess Account Protection
• Fees Schedule
• Compliance Statement

Fee Schedule

Effective January 2011

Margin Extensions: $21.00 per event.
Returned Checks: $31.00 per event.
ACH and Resource Checking returned checks: $20.00 per event.
Resource Checking Stop Payment: $10.00 per event.
Retail Customer Confirmation charge: $6.00 per confirmation.
Voluntary Reorganization Activities: $30.00 per event.
Custody Fee: $50.00 per inactive account per year.
Legal, GNMA or Restricted Share Transfers: $60.00 per transfer.
Register and Ship Certificates: $60.00 per transfer.
Accommodation/Courtesy Certificate Transfers: $40.00 per transfer.
Outgoing ACAT Account Transfers: $75.00 per transfer.
Foreign EuroClear Receive/Deliver Securities: $50.00 per item.
All Other Foreign Securities: $75.00 per item.
Customer Name Safekeeping: $2.00 per a/c, per position, per month.
Foreign Securities Safekeeping: $2.00 per a/c, per position, per month.
Precious Metals Storage Fee: .75% of market value per year
Wired Funds: $30.00 per wire transfer.
Mutual Fund and SRS Exchanges (includes confirm fee): $10.00 per exchange.
Fractional Share Equity Dividend Re-investment: $1.00 per item.
Overnight Delivery: $20.00 per item.
Account Research fees: $50 per hour.
Duplicate Statements or Confirms: $1.00 per page.
Interest charges on short securities will be passed through. Other interest charges may apply.

Birkelbach reserves the right to change and amend its schedule of fees without prior notification.