For Client Purposes

• Go Paperless / Go Green
• Business Continuity Plan
• Privacy Policy
• Mutual Fund Disclosure
• SIPC Insurance
• Excess Account Protection
• Fees Schedule
• Compliance Statement

PRIVACY POLICY

Dear Valued Customer:
Birkelbach Investment Securities, Inc. collects nonpublic personal information about you from the following sources:
• Information we receive from you on applications or other forms; and
• Information about your transactions with us or others;

WE DO NOT DISCLOSE ANY NONPUBLIC PERSONAL INFORMATION ABOUT YOU TO ANYONE EXCEPT AS REQUIRED BY LAW, UNLESS OTHERWISE REQUESTED BY YOU.

Birkelbach Investment Securities Inc. restricts access to your personal and account information to those employees who need to know that information to provide products or services to you. Birkelbach Investment Securities, Inc., maintains physical, electronic and procedural safeguards to guard your nonpublic personal information.
We may disclose all of the information we collect, as we described above, to Pershing, to whom we have introduced your account. You should review the information it provides you regarding its policies and practices. Please do not hesitate to contact us with any questions or concerns you may have regarding this matter. (312) 853-2820.