MEMBER FINRA /MSRB/ S.I.P.C.

For Client Purposes

WHERE PEOPLE ARE IMPORTANT

208 SOUTH LASALLE STREET
SUITE 1442
CHICAGO, ILLINOIS 60604-1103
800.458.2358 (Outside Illinois)
312.853.2820 (Illinois)
312.853.3183 (Facsimile)
Email: cwurtzinger@my-broker.com

INVESTMENT ADVICE............BROKER/CLIENT RELATIONSHIPS..... ....FINANCIAL PLANNING

Birkelbach Investment Securities has provided a full range of brokerage services to investors since 1978. Through our correspondent relationship with Pershing LLC, a BNY Mellon Corporation with over $770.2 billion in customer assets (as of December 31,2009). We offer superior execution services. Combining these strengths with our personalized service, independent research and financial planning capabilities, we provide a desirable alternative to the standardized products and treatment typical of Wall Street. Most important of all, we offer a high level of attention to the needs of our customers.

WHERE PEOPLE ARE IMPORTANT

Our experienced brokers are committed to understanding each client's particular situation and investment objectives. Our investment advice and financial planning reports are tailored to meet those goals and include a full range of investment alternatives and strategies. We do our best to provide the kind of information, analysis and advice that will assist our clients in making informed and comfortable decisions.

CHOICE OF INVESTMENT ALTERNATIVES

Among the tools we can utilize to implement your investment objectives are:

Stocks Municipal Bonds
Mutual Funds Corporate Bonds
Money Market Funds Unit Investment Trusts
Certificates of Deposit CMO's/GNMA's
Options Life Insurance
Government Securities Annuities

BEST of BOTH WORLDS

Birkelbach Investment Securities, Inc. is a member of the The Financial Industry Regulatory Authority (FINRA) ; Securities Investors Protection Corporation (SIPC) and the Municipal Securities Rulemaking Board (MSRB). We are proud to be a correspondent of Pershing LLC, BNY Mellon Company, a leading global financial business solutions provider.Pershing executes our orders, issues confirmations and monthly statements, accepts payment and holds both cash and securities. Our clients enjoy the best of both worlds: our personalized service and independent advice, together with the back-office efficiency and excellent execution capabilities provided by Pershing LLC, BNY Mellon Company.